NRS ComplianceGuardian

NRS ComplianceGuardian™ is an all-in-one web based tool that has been built to assist compliance professionals in keeping up with a myriad of new rules and regulations. It will assist you in completing the necessary compliance tasks of your firm and will keep you updated throughout the year on any compliance related changes. Included in NRS ComplianceGuardian™ are tools for managing and maintaining your Policies and Procedures, Code of Ethics, Privacy Statements as well as your Form ADV. NRS ComplianceGuardian™ also includes a powerful research tool which gives users access to state-by-state requirements, SEC, FINRA Rules and Regulations as well as an archive of news articles. Additionally, NRS ComplianceGuardian™ contains model investment adviser contracts for you to customize for your firm, personal securities trading documents and guides covering, among other things, best practices and disaster recovery.